Regulatory compliance and reporting needs to be viewed as a natural extension of the corporate governance duties shouldered by top management and boards. Moreover, only good governance can ensure that compliance is aligned with the company's business objectives and risk management strategies, and thereby adding real value to the organisation. Ultimately, the goal is to ensure that the spirit of compliance is embraced in every corner of the enterprise.

For organisations engaged in activities that come under the control of regulators, we provide support, advice, and assurance to help you manage your regulatory risks. In an ever-changing regulatory environment, we help ensure that you identify, manage, and control any existing and future regulatory risks.

Our team consists of experienced regulatory risk specialists, who not only know the rules and regulations, but have also implemented and assessed compliance against them. Our people can assist you at the strategic level, by maximising any competitive advantages from regulation through to the operational level, and by minimising the costs and disruptions to your business, thereby freeing up management time in the process.

Our work would incorporate the following:

• Independent assurance of regulatory compliance and benchmarking against industry peers;


• Assessment of your current and future regulatory risk profile and impact of new regulations;


• Effectiveness reviews of current compliance departments;


• Independent assurance on regulatory financial statements;


• Developing and implementing a risk-based compliance control framework and monitoring programme;


• Help in establishing an appropriate compliance culture within your business;


• Evaluation of new regulations on your business model;


• Advice and assistance with regulatory relations and in meeting regulatory standards and expectations;


• Advice and assistance with getting your business authorised by a regulator; and


• Assistance and support in dealing with regulatory enforcement actions and remediation exercises.